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Abu Ja'far Muhammad ibn Musa Al-Khwarizmi |
We know few details of Abu Ja'far Muhammad ibn Musa al-Khwarizmi's
life. One unfortunate effect of this lack of knowledge seems to be the
temptation to make guesses based on very little evidence. Toomer suggests
that the name al-Khwarizmi may indicate that he came from Khwarizm south of the
Aral Sea in central Asia. He then writes:-
But the historian al-Tabari gives him the additional epithet
"al-Qutrubbulli", indicating that he came from Qutrubbull, a district between
the Tigris and Euphrates not far from Baghdad, so perhaps his ancestors,
rather than he himself, came from Khwarizm ... Another epithet given to him by
al-Tabari, "al-Majusi", would seem to indicate that he was an adherent of the
old Zoroastrian religion. ... the pious preface to al-Khwarizmi's "Algebra"
shows that he was an orthodox Muslim, so Al-Tabari's epithet could mean no
more than that his forebears, and perhaps he in his youth, had been
Zoroastrians.
However, Rashed, put a rather different
interpretation on the same words by Al-Tabari:-
... Al-Tabari's words should read: "Muhammad ibn Musa
al-Khwarizmi and al-Majusi al-Qutrubbulli ...", (and that there are two
people al-Khwarizmi and al-Majusi al-Qutrubbulli): the letter "wa" was
omitted in the early copy. This would not be worth mentioning if a series of
conclusions about al-Khwarizmi's personality, occasionally even the origins of
his knowledge, had not been drawn. In his article, G J Toomer,
with naive confidence, constructed an entire fantasy on the error which cannot
be denied the merit of making amusing reading.
This is not the
last disagreement that we shall meet in describing the life and work of
al-Khwarizmi. However before we look at the few facts about his life that are
known for certain, we should take a moment to set the scene for the cultural and
scientific background in which al-Khwarizmi worked.
Harun al-Rashid became the fifth Caliph of the Abbasid dynasty on 14
September 786, about the time that al-Khwarizmi was born. Harun ruled, from his
court in the capital city of Baghdad, over the Islam empire which stretched from
the Mediterranean to India. He brought culture to his court and tried to
establish the intellectual disciplines which at that time were not flourishing
in the Arabic world. He had two sons, the eldest was al-Amin while the younger
was al-Mamun. Harun died in 809 and there was an armed conflict between the
brothers.
Al-Mamun won the armed struggle and al-Amin was defeated and killed in 813.
Following this, al-Mamun became Caliph and ruled the empire from Baghdad. He
continued the patronage of learning started by his father and founded an academy
called the House of Wisdom where Greek philosophical and scientific works were
translated. He also built up a library of manuscripts, the first major library
to be set up since that at Alexandria, collecting important works from
Byzantium. In addition to the House of Wisdom, al-Mamun set up observatories in
which Muslim astronomers could build on the knowledge acquired by earlier
peoples.
Al-Khwarizmi and his colleagues the Banu Musa were scholars at the House of
Wisdom in Baghdad. Their tasks there involved the translation of Greek
scientific manuscripts and they also studied, and wrote on, algebra, geometry
and astronomy. Certainly al-Khwarizmi worked under the patronage of Al-Mamun and
he dedicated two of his texts to the Caliph. These were his treatise on algebra
and his treatise on astronomy. The algebra treatise Hisab al-jabr
w'al-muqabala was the most famous and important of all of al-Khwarizmi's
works. It is the title of this text that gives us the word "algebra" and, in a
sense that we shall investigate more fully below, it is the first book to be
written on algebra.
Rosen's translation of al-Khwarizmi's own words describing the purpose of the
book tells us that al-Khwarizmi intended to teach:-
... what is easiest and most useful in arithmetic, such as men
constantly require in cases of inheritance, legacies, partition, lawsuits, and
trade, and in all their dealings with one another, or where the measuring of
lands, the digging of canals, geometrical computations, and other objects of
various sorts and kinds are concerned.
Now this does not sound
like the contents of an algebra text and indeed only the first part of the book
is a discussion of what we would today recognise as algebra. However it is
important to realise that the book was intended to be highly practical and that
algebra was introduced to solve real life problems that were part of everyday
life in the Islam empire at that time. Early in the book al-Khwarizmi describes
the natural numbers in terms that are almost funny to us who are so familiar
with the system, but it is important to understand the new depth of abstraction
and understanding here:-
When I consider what people generally want in calculating, I
found that it always is a number. I also observed that every number is
composed of units, and that any number may be divided into units. Moreover, I
found that every number which may be expressed from one to ten, surpasses the
preceding by one unit: afterwards the ten is doubled or tripled just as before
the units were: thus arise twenty, thirty, etc. until a hundred: then the
hundred is doubled and tripled in the same manner as the units and the tens,
up to a thousand; ... so forth to the utmost limit of numeration.
Having introduced the natural numbers, al-Khwarizmi introduces the
main topic of this first section of his book, namely the solution of equations.
His equations are linear or quadratic and are composed
of units, roots and squares. For example, to al-Khwarizmi a unit was a number, a
root was x, and a square was x2. However, although we
shall use the now familiar algebraic notation in this article to help the reader
understand the notions, Al-Khwarizmi's mathematics is done entirely in words
with no symbols being used.
He first reduces an equation (linear or quadratic) to one of six standard
forms:
1. Squares equal to roots.
2. Squares equal to numbers.
3. Roots equal to numbers.
4. Squares and roots equal to numbers; e.g.
x2 + 10 x = 39.
5. Squares and numbers equal to roots; e.g. x2 + 21 = 10 x.
6. Roots and numbers equal to squares; e.g. 3 x + 4 = x2.
The
reduction is carried out using the two operations of al-jabr and
al-muqabala. Here "al-jabr" means "completion" and is the process of
removing negative terms from an equation. For example, using one of
al-Khwarizmi's own examples, "al-jabr" transforms x2 = 40
x - 4 x2 into 5 x2 = 40 x. The
term "al-muqabala" means "balancing" and is the process of reducing positive
terms of the same power when they occur on both sides of an equation. For
example, two applications of "al-muqabala" reduces 50 + 3 x +
x2 = 29 + 10 x to 21 + x2 = 7
x (one application to deal with the numbers and a second to deal with the
roots).
Al-Khwarizmi then shows how to solve the six standard types of equations. He
uses both algebraic methods of solution and geometric methods. For example to
solve the equation x2 + 10 x = 39 he writes:-
... a square and 10 roots are equal to 39 units.
The question therefore in this type of equation is about as follows: what is
the square which combined with ten of its roots will give a sum total of
39? The manner of solving this type of equation is to take one-half of
the roots just mentioned. Now the roots in the problem before us are
10. Therefore take 5, which multiplied by itself gives
25, an amount which you add to 39 giving 64. Having taken
then the square root of this which is 8, subtract from it half the
roots, 5 leaving 3. The number three therefore represents one
root of this square, which itself, of course is 9. Nine therefore gives
the square.
The geometric proof by completing the square follows. Al-Khwarizmi starts
with a square of side x, which therefore represents x2
(Figure 1). To the square we must add 10x and this is done by adding four
rectangles each of breadth 10/4 and length x to the square (Figure 2).
Figure 2 has area x2 + 10 x which is equal to 39. We
now complete the square by adding the four little squares each of area 5/2 5/2 = 25/4. Hence the outside
square in Fig 3 has area 4
25/4 + 39 = 25 + 39 = 64. The side of the square is therefore 8. But the side is
of length 5/2 + x + 5/2 so x + 5 = 8, giving x = 3.
These geometrical proofs are a matter of disagreement between experts. The
question, which seems not to have an easy answer, is whether al-Khwarizmi was
familiar with Euclid's
Elements. We know that he could have been, perhaps it is even fair to say
"should have been", familiar with Euclid's
work. In al-Rashid's reign, while al-Khwarizmi was still young, al-Hajjaj had
translated Euclid's
Elements into Arabic and al-Hajjaj was one of al-Khwarizmi's colleagues
in the House of Wisdom. This would support Toomer's comments:-
... in his introductory section al-Khwarizmi uses geometrical
figures to explain equations, which surely argues for a familiarity with Book
II of Euclid's
"Elements". Rashed writes that al-Khwarizmi's:-
... treatment was very probably inspired by recent knowledge of
the "Elements".
However, Gandz argues
for a very different view:-
Euclid's
"Elements" in their spirit and letter are entirely unknown to [al-Khwarizmi].
Al-Khwarizmi has neither definitions, nor axioms, nor postulates, nor any
demonstration of the Euclidean kind. One might think that it is
clear that whether or not al-Khwarizmi had studied Euclid's
Elements, he was influenced by other geometrical works. As Parshall
writes:-
... because his treatment of practical geometry so closely
followed that of the Hebrew text, Mishnat ha Middot, which dated from around
150 AD, the evidence of Semitic ancestry exists.
Al-Khwarizmi continues his study of algebra in Hisab al-jabr
w'al-muqabala by examining how the laws of arithmetic extend to an
arithmetic for his algebraic objects. For example he shows how to multiply out
expressions such as
(a + b x) (c + d x)
although again we should emphasise that al-Khwarizmi uses only
words to describe his expressions, and no symbols are used. Rashed sees a
remarkable depth and novelty in these calculations by al-Khwarizmi which appear
to us, when examined from a modern perspective, as relatively elementary. He
writes:-
Al-Khwarizmi's concept of algebra can now be grasped with
greater precision: it concerns the theory of linear and quadratic equations
with a single unknown, and the elementary arithmetic of relative binomials and
trinomials. ... The solution had to be general and calculable at the same time
and in a mathematical fashion, that is, geometrically founded. ... The
restriction of degree, as well as that of the number of unsophisticated terms,
is instantly explained. From its true emergence, algebra can be seen as a
theory of equations solved by means of radicals, and of algebraic calculations on related
expressions... If this interpretation is correct, then
al-Khwarizmi was as Sarton writes:-
... the greatest mathematician of the time, and if one takes
all the circumstances into account, one of the greatest of all time....
In a similar vein Rashed writes:-
It is impossible to overstress the originality of the
conception and style of al-Khwarizmi's algebra... but a
different view is taken by Crossley who writes:-
[Al-Khwarizmi] may not have been very original...
and Toomer who writes:-
... Al-Khwarizmi's scientific achievements were at best
mediocre. Gandz gives this opinion of al-Khwarizmi's
algebra:-
Al-Khwarizmi's algebra is regarded as the foundation and
cornerstone of the sciences. In a sense, al-Khwarizmi is more entitled to be
called "the father of algebra" than Diophantus
because al-Khwarizmi is the first to teach algebra in an elementary form and
for its own sake, Diophantus
is primarily concerned with the theory of numbers.
The next
part of al-Khwarizmi's Algebra consists of applications and worked
examples. He then goes on to look at rules for finding the area of figures such
as the circle and also finding the volume of solids such as the sphere, cone,
and pyramid. This section on mensuration certainly has more in common with Hindu
and Hebrew texts than it does with any Greek work. The final part of the book
deals with the complicated Islamic rules for inheritance but require little from
the earlier algebra beyond solving linear equations.
Al-Khwarizmi also wrote a treatise on Hindu-Arabic numerals. The Arabic text
is lost but a Latin translation, Algoritmi de numero Indorum in English
Al-Khwarizmi on the Hindu Art of Reckoning gave rise to the word
algorithm deriving from his name in the title. Unfortunately the Latin
translation is known to be much changed from
al-Khwarizmi's original text (of which even the title is unknown). The work
describes the Hindu place-value system of numerals based on 1, 2, 3, 4, 5, 6, 7,
8, 9, and 0. The first use of zero as a place holder in positional base notation
was probably due to al-Khwarizmi in this work. Methods for arithmetical
calculation are given, and a method to find square roots is known to have been
in the Arabic original although it is missing from the Latin version. Toomer
writes:-
... the decimal place-value system was a fairly recent arrival
from India and ... al-Khwarizmi's work was the first to expound it
systematically. Thus, although elementary, it was of seminal importance.
Seven twelfth century Latin treatises based on this lost Arabic
treatise by al-Khwarizmi on arithmetic are discussed.
Another important work by al-Khwarizmi was his work Sindhind zij on
astronomy. The work, described in detail, is based in Indian
astronomical works:-
... as opposed to most later Islamic astronomical handbooks,
which utilised the Greek planetary models laid out in Ptolemy's
"Almagest"...
The Indian text on which al-Khwarizmi based his
treatise was one which had been given to the court in Baghdad around 770 as a
gift from an Indian political mission. There are two versions of al-Khwarizmi's
work which he wrote in Arabic but both are lost. In the tenth century al-Majriti
made a critical revision of the shorter version and this was translated into
Latin by Adelard
of Bath. There is also a Latin version of the longer version and both these
Latin works have survived. The main topics covered by al-Khwarizmi in the
Sindhind zij are calendars; calculating true positions of the sun, moon
and planets, tables of sines and tangents; spherical astronomy; astrological
tables; parallax and eclipse calculations; and visibility of the
moon. A related manuscript, attributed to al-Khwarizmi, on spherical
trigonometry is discussed.
Although his astronomical work is based on that of the Indians, and most of
the values from which he constructed his tables came from Hindu astronomers,
al-Khwarizmi must have been influenced by Ptolemy's
work too:-
It is certain that Ptolemy's
tables, in their revision by Theon
of Alexandria, were already known to some Islamic astronomers; and it is
highly likely that they influenced, directly or through intermediaries, the
form in which Al-Khwarizmi's tables were cast.
Al-Khwarizmi
wrote a major work on geography which give latitudes and longitudes for 2402
localities as a basis for a world map. The book, which is based on Ptolemy's
Geography, lists with latitudes and longitudes, cities, mountains, seas,
islands, geographical regions, and rivers. The manuscript does include maps
which on the whole are more accurate than those of Ptolemy.
In particular it is clear that where more local knowledge was available to
al-Khwarizmi such as the regions of Islam, Africa and the Far East then his work
is considerably more accurate than that of Ptolemy,
but for Europe al-Khwarizmi seems to have used Ptolemy's
data.
A number of minor works were written by al-Khwarizmi on topics such as the astrolabe, on which he wrote two works, on the sundial,
and on the Jewish calendar. He also wrote a political history containing
horoscopes of prominent persons.
We have already discussed the varying views of the importance of
al-Khwarizmi's algebra which was his most important contribution to mathematics.
Let us end this article with a quote by Mohammad Kahn:-
In the foremost rank of mathematicians of all time stands
Al-Khwarizmi. He composed the oldest works on arithmetic and algebra. They
were the principal source of mathematical knowledge for centuries to come in
the East and the West. The work on arithmetic first introduced the Hindu
numbers to Europe, as the very name algorism signifies; and the work on
algebra ... gave the name to this important branch of mathematics in the
European world...
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